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About the job
I'm working with an Investment Management firm who are looking to bring in a Compliance Analyst on a 3-month contract (with scope for extension), to start immediately, working around Market Abuse and Best Execution (essential)
The job holder will be responsible for conducting monitoring activities in alignment with the Compliance Monitoring Programme, including testing and escalating matters to Senior Compliance Monitoring Managers.
Carry out and deliver core work of the CMP on a monthly basis in line with the plan
Assisting on ad-hoc Compliance Monitoring tasks
Logging and ensuring appropriate follow-up actions are taken on all errors and breaches
Assisting with the coding of client investment restrictions to the Charles River system, communicating with fund managers and Investment teams
Liasion with business teams to seek remedial actions for identified deficiencies
Providing consultancy support and technical expertise to the business on BAU and project related risk and control issues
Provide MI to senior management
Key Skills Required;
Experience in Charles River and Bloomberg
Proven experience in a Front Office monitoring environment, covering Market Abuse and Best Execution
If you qualify for the above description, and are interested in the role, please apply within.