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Compliance Analyst

  • Location: Miami
  • Salary: 29.85-29.85
  • Contract hours: ZeroHour

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About the job

Primary Activities:Responsible to pre-fill the KYC profiles based on the documentation/information provided by the RM, including RMC Section (member data); Running Client Screening Solution ("CSS”) and Factiva (Adverse Media) searches, if applicable; Raising any open cases to KYC Risk Evaluation Management ("KYC REM”) team and/or Global Screening Operations ("GSO”) team, if applicable.Completing Call/Visit Report based on information provided by the RM.Completing the AAM form and performing a comprehensive review of account activity.Remediating client record execution errors.Reviewing and communicating with the RM/Maker throughout the submission process, including working with the RM/Maker if any portion of the KYC Profile is incomplete or rejected.Remediating any valid errors and/or observations identified during Quality Reviews of their cases and following the appropriate dispute process for any disputed errors and participate in any corrective action that requires their engagement.Escalating any potential, or material, AML or Sanctions risks discovered during on-boarding or maintenance of KYC Profiles to the RM, BUCO, Direct Manager, ACRM, and/or FIU.

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