Interim Head of Compliance 6 month contract
City of London, London
To act as Compliance Officer for the Managing Agency and joint company secretary.
To ensure that systems and controls are documented, implemented and monitored.
Ensuring that areas of actual or potential conflict of interest are brought to the attention of the Company in accordance with the Groups Conflicts of Interest Policy.
To provide leadership and assistance to the Compliance Function and to business staff in general.
To participate as a Member (and as Company Secretary) of such Committees of the Board as required.
Review and advise on appropriate systems and controls relating to conduct risk and TCF, paying particular attention to the complaints and management information.
To conduct such other roles not ordinarily associated within the role of Lloyds compliance officer.
You will have proven Lloyds Managing Agency experience and be at Board level. Immediate start is preferred.
Please apply for further information.
Posted 20 days ago