Compliance Solicitor - Sale | Zoek UK | 0e45f5
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Sale, Trafford, England
£45000 - £52000/annum Flexible home working
Permanent (Full time)
Our client is a modern law firm based in modern offices with space for them to continue to grow and develop their talented teams.
And with growth comes the growth and demands of compliance.
We are seeking a talented Compliance Solicitor to ensure successful identification and management of the firm’s regulatory compliance and professional risks with a focus on evaluating the firm’s compliance with the SRA Handbook and other relevant regulations and legislations.
Your role will cover:
Working with the Legal Director to manage the firm’s risk and incident registers and assisting in specific investigations as appropriate.
Identifying and analysing risks – assessing if the firm’s internal compliance controls and policies are operating efficiently and effectively.
Recommending ways to improve and strengthen internal risk structure
Providing support, education and training to all colleagues to build risk awareness across the firm
Preparing reports of all trends and issues and coordinating the file review process and key date process
Regular review of all policies and procedures
Managing the firm’s quality accreditations
Raising awareness of emerging compliance issues
Monitoring and where appropriate taking action when there are regulatory and legislative changes
Designing and implementing improvements in communication, monitoring or enforcement of compliance standards
Be a key stakeholder who provides insight and expertise into strategic business decisions from a compliance perspective
Supporting internal projects – such as IT – giving expert guidance in all compliance matters
Who will you be?
You will be a qualified solicitor with at least 3 years PQE and who demonstrable experience of managing risk and compliance within a legal firm
You have detailed knowledge of SRS and the regulatory framework and associated rules and regulations – including accreditations
You will be a pragmatic problem solver with good analytical skills
Yes, you will be a detail person but you will also be a real people person – able to build confidence, respect and credibility from your colleagues
There are a good range of benefits from Pension to Holidays.
My client also offers a mix of office and home working.
So if you would like to bring your Compliance expertise to where it will be appreciated and valued please send me your CV – thank you - Lindsay