Compliance Executive

Zoek Pin Newbury, West Berkshire, England

£30000 - £45000/annum

Permanent (Full time)

Posted 2 days ago

We are supporting a fantastic business in search of 2x Compliance roles - Senior Compliance Executive & a (12 month FTC) Compliance Executive - The purpose of the role will be to support the operational team on regulatory matters. Ultimately as a Compliance specialist you will provide effective insight and implement important risk mitigation for the business.

Permanent - Senior Compliance Executive £40-45k
FTC - Compliance Executive £30-35k (this role has the opportunity of going PERM)

Responsibilities include:

Oversee the Compliance Approvals for the business to ensure requests are dealt with in line with internal SLAs.
Provide Compliance sign off for financial promotions and external communications.
Record and conduct initial assessment of all data protection breaches, esculating serious breaches to the Data Protection Officer within the business, and providing recommendations, where appropriate to senior management & line manager.
Respond to all rights requests, inside statutory timeframes, in line with procedures.
Support the Compliance Team in the delivery of the Compliance Activity Plan
Assist with Compliance the senior role you will also hold a dotted line across the Compliance Executives.

Essential skills:

Experience working within compliance, risk & governance role in the financial sector.
Well-developed understanding of - FCA/ ASA/ CAP regulations
Experience of managing people, and a minimum of 2 years’ experience within a quality role within a call centre environment
Ability to manage multiple quality projects simultaneously.
Proven track record in coaching and mentoring.
Excellent verbal and written communication skillsIf you are interested or want to know more about these opportunities, then please get in contact (phone number removed) or (url removed)

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