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Compliance Analyst (Communication Surveillance Team)

Los Angeles


Permanent (Full time)

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Compliance Analyst (Communication Surveillance Team)

We are looking to hire entry level orjunior Analysts to join theCommunications Surveillance Teamon a permanent contract based near Abingdon, Oxfordshire.

Elevate’s client and leading Investment Bank is currently undergoing significant change across its legal and compliance support functions as they react to the changing regulatory landscape. To support this change, Elevate is setting up a new compliance function which will serve as this client’s Communications Surveillance hub.

As an Elevate Compliance Analyst, you will work with the bank to identify potential instances of market abuse and/or other regulatory violations by the screening of pre-selected electronic communication data and escalating as necessary. As part of our rapidly expanding business, you will have the opportunity to develop your career as a subject matter expert in the high growth area of compliance.

You might be the right person if…

  • You are passionate about delivering first class customer service.
  • You have excellent focus and high level of attention to detail.
  • You have an inquisitive mind.
  • You are interested or have prior experience of the legal and compliance subject matter, especially within a financial services setting.
  • You are a team player who works well within a collaborative environment.
  • You can work quickly and can handle large volumes of data and text.

Specifically you will be:

  • Screening electronic communications quickly and effectively against client developed guidelines on market abuse and non-compliance.
  • Identifying and escalating potential instances of abuse, non-compliance, irregularity.
  • Working with client teams to ensure the efficient escalation of relevant cases.
  • Providing reporting when necessary on the Communications Surveillance KPIs.

Skills for Success:

  • High level of attention to detail.
  • Strong problem solving skills.
  • Proactive with minimal need for guidance.
  • Basic familiarity with regulatory environments.
  • Strong analytical and decision-making skills.
  • Anti-money laundering “AML" knowledge desired but not essential

Technical Skills:

  • Computer literate with good MS office base skills.

Qualifications and Experience:

  • 1+ years’ experience of compliance in a financial services firm.
  • Bachelor degree required.

Posted 103 days ago

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